Regulation NMS - PDFSEARCH.IO - Document Search Engine

Regulation NMS
Results: 1042

#	Item
91	Market Structure Review SECOND QUARTER[removed]Market structure remained in the spotlight for regulators, Add to Reading List Source URL: www.kcg.com Language: English - Date: 2014-08-04 14:41:35 Finance Stock market Mathematical finance Securities United States Securities and Exchange Commission Flash Crash U.S. Securities and Exchange Commission High-frequency trading Regulation NMS Financial economics Financial markets Investment
92	Market Structure Review THIRD QUARTER[removed]Regulators and lawmakers continued to review and Add to Reading List Source URL: www.kcg.com Language: English - Date: 2014-11-14 10:22:47 Investment Financial markets Self-regulatory organizations Financial regulation United States Securities and Exchange Commission U.S. Securities and Exchange Commission Regulation NMS Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Finance Stock market
93	Market Insights Demystifying Order Types September 2014 Add to Reading List Source URL: www.kcg.com Language: English - Date: 2014-09-23 12:55:19 Financial markets Economics Economy of the United States Order Flash Crash Market maker Regulation NMS NYSE Arca Immediate or cancel Financial economics Stock market Investment
94	Special Study: The Need to Reform SEC Rules 605 and 606 Investors deserve to know how well their order is being executed in today’s marketplace. On July 28, 2000, the SEC proposed SEC 11Ac 1-5, order execution statisti Add to Reading List Source URL: kortrading.com Language: English - Date: 2014-03-16 16:15:55 Investment United States Securities and Exchange Commission Business Financial regulation Finance Regulation NMS Order Best execution Securities Exchange Act Stock market Financial economics Financial markets
95	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]January 22, 2015 Self-Regulatory Organization; BATS Y-Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-01-22 16:04:02 Regulation NMS Beta Upsilon Chi Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Government United States United States Securities and Exchange Commission United States securities law 73rd United States Congress
96	SR-BYX[removed]Exhibit 5 Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. Rules of BATS Y-Exchange, Inc. *** Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 08:47:10** Investment Finance Order Regulation NMS Market maker Intermarket sweep order Uptick rule Stop price Dark liquidity Stock market Financial economics Financial markets
97	Microsoft Word - swx5806e.doc Add to Reading List Source URL: www.six-swiss-exchange.com Language: English - Date: 2007-11-07 07:00:07 Investment Business Order Market maker Futures contract Pricing Regulation NMS SEAQ Stock market Financial economics Financial markets
98	Accentuate the positive… …and consolidate the compatible. Do we need a consolidated tape? Or would it be enough just to have markets in which a consolidated tape was possible? Bob Giffords draws out the intractable q Add to Reading List Source URL: www.automatedtrader.net Language: English - Date: 2010-10-21 10:06:53 Investment Markets in Financial Instruments Directive Flash Crash Dark liquidity Regulation NMS Consolidated Tape Association High-frequency trading London Stock Exchange Algorithmic trading Financial markets Financial economics Finance
99	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 13, 2011 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-13 16:07:40 Finance Financial system 73rd United States Congress Financial markets Self-regulatory organizations Securities Exchange Act Direct Edge Regulation NMS Securities Act United States securities law United States Securities and Exchange Commission Financial economics
100	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]January 22, 2015 Self-Regulatory Organization; BATS Y-Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-22 16:04:02 Regulation NMS Beta Upsilon Chi Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Government United States United States Securities and Exchange Commission United States securities law 73rd United States Congress

UPDATE